RTO Compliance Health Check

As you may be aware, the Principal Executive Officer (PEO) of every Registered Training Organisation has to sign an annual Declaration on Compliance.  In this Declaration, the PEO must confirm that:

  • records held by ASQA pertaining to the RTO’s business operations are accurate
  • you systematically monitor your RTO’s compliance
  • you implement preventive and corrective actions where considered necessary.

Are you compliant?

Are you worried about whether you are meeting compliance requirements or not?

Would you like to get an external review of your operations, policies and procedures just to make sure that you are on the right track?

We can help with doing a full review of your operations.

About our Principal Consultant

Please click here to find out more

Compliance Health Check Process

Our approach

We have developed policies and Procedures manuals to align with the current legislation.  Therefore, the approach we like to use is as follows:

  • Review your RTO operations against the relevant legislation and match relevant policy and procedures documents to ensure compliance
  • Review your RTO operations against the new RTO Standards 2015 and ensure compliance
  • If we find that your policies and procedures are not fully compliant with the current legislation, we help with the rectification as part of this process

Process- We would need to:

  • Visit your site and talk to the key operational staff to understand their processes and assess the documents they are using
  • Identify areas that may need rectification
  • Fix up documents that we can fix up immediately; and advise your team members to fix up any remaining documents, processes and systems that we think need changes
  • Follow-up with the team members to check if amendments are being made and/or implemented
  • Provide you with a copy of remaining rectifications with the proposed solutions

The outcome we would expect after our review is that:

  • You will have a set of up to date compliance handbooks for staff for your RTO operations
  • Your operations will be streamlined to match the processes outlined in the staff handbook
  • Any remaining rectifications that require extended staff input (if applicable) will have been identified and documented with proposed solutions to be actioned within a set timeframe. This will help you follow up with the relevant team member and ensure that any remaining rectifications are rectified
  • *Please note that this service does not include reviewing your training and assessment resources.

Time-frame to get the above done

  • 4-5 weeks (inclusive of site visits)


  • Fees: $5,000+ GST
  • Note: Travel expenses outside of the Brisbane, Gold Coast, Sunshine Coast will be charged separately at cost. We try to keep travel costs to an absolute minimum.

Buy Now

If you would like to get a compliance health check done, please proceed with the purchase:

Add-on Service

We can offer you ongoing ‘Compliance and Management Consultant’ services. Please click here for details.

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